Files
RAG/backend/tests/unit/test_worker.py
YoVinchen ecdb10c37a
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Make the governed RAG evidence path executable end to end
Separate local parsing from model indexing, bind review decisions to immutable manifests, persist vectors behind active profiles, and expose retrieval, chat, evaluation, and document workflows through the React workbench.

Constraint: Live Bailian authentication currently fails for all three configured capabilities

Rejected: Direct upload-to-embedding flow | bypasses local review and manifest binding

Confidence: high

Scope-risk: broad

Directive: Keep private-data deployment blocked until authentication, RBAC, and separate database roles land

Tested: make verify; fresh and replay Docker document smoke; worker recovery smoke; frozen synthetic evaluation; migration 0003-0004 roundtrip

Not-tested: Successful live Bailian calls, OCR, real multi-user authorization
2026-07-13 05:58:11 +08:00

360 lines
10 KiB
Python

from __future__ import annotations
import asyncio
import logging
import signal
import threading
import uuid
from collections.abc import Sequence
from datetime import UTC, datetime, timedelta
from pathlib import Path
from typing import cast
from unittest.mock import MagicMock
import pytest
from app.core.config import Settings
from app.persistence.job_queue import (
BackgroundJob,
JobLease,
JobState,
LeaseHeartbeat,
LeaseLostError,
)
from app.worker import Worker, WorkerConfig, build_default_handlers, install_signal_handlers
NOW = datetime(2026, 7, 13, 8, 0, tzinfo=UTC)
JOB_ID = uuid.UUID("40000000-0000-0000-0000-000000000004")
RESOURCE_ID = uuid.UUID("50000000-0000-0000-0000-000000000005")
LEASE_TOKEN = uuid.UUID("60000000-0000-0000-0000-000000000006")
def _job(job_type: str = "KNOWN_JOB") -> BackgroundJob:
lease = JobLease(JOB_ID, "worker-a", LEASE_TOKEN)
return BackgroundJob(
id=JOB_ID,
job_type=job_type,
required_capability="embedding",
resource_type="document_version",
resource_id=RESOURCE_ID,
idempotency_key="job:one",
payload={"resource_id": str(RESOURCE_ID)},
stage="PROCESSING",
progress=0,
priority=0,
attempt=1,
max_attempts=3,
run_after=NOW,
lease_until=NOW + timedelta(seconds=60),
created_at=NOW,
updated_at=NOW,
lease=lease,
)
def _state(status: str) -> JobState:
return JobState(
job_id=JOB_ID,
status=status,
attempt=1,
max_attempts=3,
finished_at=NOW if status in {"SUCCEEDED", "FAILED"} else None,
)
class FakeQueue:
def __init__(self, job: BackgroundJob | None = None) -> None:
self.job = job
self.claim_count = 0
self.claim_called = threading.Event()
self.in_claim = False
self.heartbeat_count = 0
self.complete_leases: list[JobLease] = []
self.failures: list[tuple[JobLease, str, str, int]] = []
self.reap_count = 0
self.heartbeat_error: Exception | None = None
self.complete_error: Exception | None = None
def claim(
self,
*,
worker_id: str,
worker_capabilities: Sequence[str],
lease_seconds: int,
) -> BackgroundJob | None:
assert worker_id == "worker-a"
assert tuple(worker_capabilities) == ("embedding",)
assert lease_seconds == 1
self.claim_count += 1
self.claim_called.set()
self.in_claim = True
try:
result = self.job
self.job = None
return result
finally:
self.in_claim = False
def heartbeat(self, lease: JobLease, *, lease_seconds: int) -> LeaseHeartbeat:
assert lease == JobLease(JOB_ID, "worker-a", LEASE_TOKEN)
assert lease_seconds == 1
self.heartbeat_count += 1
if self.heartbeat_error is not None:
raise self.heartbeat_error
return LeaseHeartbeat(JOB_ID, NOW + timedelta(seconds=1))
def complete(self, lease: JobLease) -> JobState:
self.complete_leases.append(lease)
if self.complete_error is not None:
raise self.complete_error
return _state("SUCCEEDED")
def fail_or_retry(
self,
lease: JobLease,
*,
error_code: str,
error_message: str,
retry_delay_seconds: int,
) -> JobState:
self.failures.append((lease, error_code, error_message, retry_delay_seconds))
return _state("QUEUED")
def reap_expired(
self,
*,
lock_key: int,
batch_size: int = 100,
) -> tuple[JobState, ...]:
assert isinstance(lock_key, int)
assert batch_size == 10
self.reap_count += 1
return ()
def _config(
*,
capabilities: tuple[str, ...] = ("embedding",),
heartbeat_seconds: float = 0.01,
poll_seconds: float = 0.01,
reaper_batch_size: int = 10,
) -> WorkerConfig:
return WorkerConfig(
worker_id="worker-a",
capabilities=capabilities,
lease_seconds=1,
heartbeat_seconds=heartbeat_seconds,
poll_seconds=poll_seconds,
retry_delay_seconds=7,
reaper_interval_seconds=30.0,
reaper_batch_size=reaper_batch_size,
reaper_lock_key=42,
)
@pytest.mark.asyncio
async def test_handler_runs_after_claim_transaction_and_completes_with_same_lease() -> None:
queue = FakeQueue(_job())
observed_payload: dict[str, object] = {}
async def handler(job: BackgroundJob) -> None:
assert queue.in_claim is False
observed_payload.update(job.payload)
worker = Worker(queue, _config(), handlers={"KNOWN_JOB": handler})
worked = await worker.run_once()
assert worked is True
assert observed_payload == {"resource_id": str(RESOURCE_ID)}
assert queue.complete_leases == [JobLease(JOB_ID, "worker-a", LEASE_TOKEN)]
assert queue.failures == []
@pytest.mark.asyncio
async def test_long_handler_is_heartbeated_before_completion() -> None:
queue = FakeQueue(_job())
async def handler(_job: BackgroundJob) -> None:
await asyncio.sleep(0.035)
worker = Worker(queue, _config(), handlers={"KNOWN_JOB": handler})
await worker.run_once()
assert queue.heartbeat_count >= 2
assert queue.complete_leases == [JobLease(JOB_ID, "worker-a", LEASE_TOKEN)]
@pytest.mark.asyncio
async def test_heartbeat_lease_loss_cancels_handler_without_terminal_write() -> None:
queue = FakeQueue(_job())
queue.heartbeat_error = LeaseLostError("lease moved")
handler_cancelled = asyncio.Event()
async def handler(_job: BackgroundJob) -> None:
try:
await asyncio.Event().wait()
finally:
handler_cancelled.set()
worker = Worker(queue, _config(), handlers={"KNOWN_JOB": handler})
await worker.run_once()
assert handler_cancelled.is_set()
assert queue.complete_leases == []
assert queue.failures == []
@pytest.mark.asyncio
async def test_unknown_job_is_safely_failed_without_handler_execution() -> None:
job = _job("UNREGISTERED_JOB")
queue = FakeQueue(job)
worker = Worker(queue, _config(), handlers={})
await worker.run_once()
assert queue.complete_leases == []
assert queue.failures == [
(
job.lease,
"UNKNOWN_JOB_TYPE",
"No registered handler exists for this job type.",
7,
)
]
@pytest.mark.asyncio
async def test_handler_exception_is_redacted_before_queue_failure(
caplog: pytest.LogCaptureFixture,
) -> None:
job = _job()
queue = FakeQueue(job)
async def handler(_job: BackgroundJob) -> None:
raise RuntimeError("private-document-text database-password")
worker = Worker(queue, _config(), handlers={"KNOWN_JOB": handler})
caplog.set_level(logging.ERROR, logger="geological_rag.worker")
await worker.run_once()
assert len(queue.failures) == 1
lease, code, message, delay = queue.failures[0]
assert lease == job.lease
assert code == "JOB_HANDLER_FAILED"
assert message == "Registered job handler failed."
assert "private-document-text" not in message
assert delay == 7
assert [getattr(record, "error_type", None) for record in caplog.records] == ["RuntimeError"]
assert "private-document-text" not in caplog.text
@pytest.mark.asyncio
async def test_completion_fence_rejection_does_not_retry_completed_handler() -> None:
queue = FakeQueue(_job())
queue.complete_error = LeaseLostError("lease moved")
calls = 0
async def handler(_job: BackgroundJob) -> None:
nonlocal calls
calls += 1
worker = Worker(queue, _config(), handlers={"KNOWN_JOB": handler})
await worker.run_once()
assert calls == 1
assert queue.failures == []
@pytest.mark.asyncio
async def test_reaper_is_rate_limited_by_monotonic_schedule() -> None:
queue = FakeQueue()
clock_value = 100.0
worker = Worker(
queue,
_config(),
handlers={},
monotonic=lambda: clock_value,
)
assert await worker.run_once() is False
assert await worker.run_once() is False
assert queue.reap_count == 1
clock_value = 131.0
assert await worker.run_once() is False
assert queue.reap_count == 2
@pytest.mark.asyncio
async def test_stop_wakes_poll_and_prevents_new_claims() -> None:
queue = FakeQueue()
worker = Worker(queue, _config(poll_seconds=30.0), handlers={})
task = asyncio.create_task(worker.run())
assert await asyncio.to_thread(queue.claim_called.wait, 0.2)
worker.request_stop()
await asyncio.wait_for(task, timeout=0.2)
assert worker.stopping is True
assert queue.claim_count == 1
def test_sigterm_callback_requests_graceful_stop() -> None:
worker = Worker(FakeQueue(), _config(), handlers={})
loop = MagicMock(spec=asyncio.AbstractEventLoop)
installed = install_signal_handlers(worker, loop)
assert signal.SIGTERM in installed
sigterm_call = next(
call for call in loop.add_signal_handler.call_args_list if call.args[0] == signal.SIGTERM
)
sigterm_call.args[1]()
assert worker.stopping is True
@pytest.mark.parametrize(
("field", "value"),
[
("capabilities", ()),
("capabilities", ("embedding", "embedding")),
("heartbeat_seconds", 0.34),
("heartbeat_seconds", 1.0),
("reaper_batch_size", 0),
],
)
def test_worker_config_rejects_unsafe_lease_or_routing_values(
field: str,
value: object,
) -> None:
with pytest.raises(ValueError):
if field == "capabilities":
assert isinstance(value, tuple)
_config(capabilities=cast(tuple[str, ...], value))
elif field == "heartbeat_seconds":
assert isinstance(value, float)
_config(heartbeat_seconds=value)
else:
assert isinstance(value, int)
_config(reaper_batch_size=value)
def test_default_handler_registry_is_capability_isolated(tmp_path: Path) -> None:
settings = Settings(upload_root=tmp_path.resolve())
local_handlers = build_default_handlers(settings, ("document_parse",))
assert set(local_handlers) == {"PARSE_DOCUMENT"}
def test_default_handler_registry_rejects_unimplemented_capabilities(tmp_path: Path) -> None:
settings = Settings(upload_root=tmp_path.resolve())
with pytest.raises(RuntimeError, match="unsupported worker capabilities: evaluation"):
build_default_handlers(settings, ("evaluation",))